Senior Manager, Compliance and Regional Privacy (Ref: PSH/FIG/JS0136D), PeopleSearch Ltd

Senior Manager, Compliance and Regional Privacy (Ref: PSH/FIG/JS0136D)

HK$20.00 Per month

Full time

7+ to 10 Years

Bachelors Degree

Our client an MNC in the financial industry is seeking a committed and dynamic individual to lead as the Senior Manager, Compliance and Regional Privacy.

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RESPONSIBILITIES

Report directly to the Regional Head of Compliance Asia Pacific

Coordinate regulatory examination. Prepare/Review regulatory filings and liaise with regulators as required

Oversees and supervise subordinate to maintain and implement compliance program including Compliance Oversight Program, Code of Ethics, Data Privacy, AML, KYC, complaint handling, training, etc. Maintain compliance policies and procedures

Oversee resolution of compliance issues to ensure compliance with relevant laws and regulations.

Assess impact of new or changes in laws and regulations and develop appropriate action plans.

Participate in business and compliance meetings/calls and contribute to the preparation of management reports

Provide compliance advice to business and handle compliance-related queries

Escalate instances of non-compliance

 

REQUIREMENTS

Bachelor's degree and/or professional qualification preferable in Accounting, Law, Finance or equivalent

Minimum 8 years of compliance experience gained with a financial institution, professional firm or a regulatory agency

Strong insurance industry experience and Hong Kong regulatory knowledge

Team player with effective communication and organization skills

Demonstrated project management, analytical and problem solving skills

Ability to develop and maintain business relationships within the business unit and across the corporation

Fluent in communication skills in English and Chinese (Cantonese and Mandarin)

 

Interested Applicants please send your resume (in Word format) together with present and expected salary to Jay Sim:

Tel: (852) 2521-5118 ext. 804

Email: jaysim@pplesearch.com

 

** For more job opportunities, please visit our website: www.pplesearch.com **

 

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